Municipal Securities Rulemaking Board - PDFSEARCH.IO - Document Search Engine

Municipal Securities Rulemaking Board
Results: 1131

#	Item
201	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:10:43 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Finance Financial system
202	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:05:28 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Broker-dealer Financial economics Finance Financial system
203	UBS Financial Services Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:20:57 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security Municipal bond Broker-dealer Financial economics Finance Financial system
204	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:03:01 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Municipal bond Financial economics Finance Financial system
205	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:04:38 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Stock market United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Municipal bond Financial economics Economics Finance
206	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:09:53 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Broker-dealer Financial economics Economics Finance
207	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 06:33:18 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation
208	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:20:06 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security Municipal bond Broker-dealer Financial economics Investment Finance
209	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-27 06:33:18 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation
210	August 26, 2014 VIA ELECTRONIC MAIL TO: rule-comments@ sec.gov Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-26 13:38:03 Financial economics U.S. Securities and Exchange Commission Financial system Financial Industry Regulatory Authority Broker-dealer Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation

UPDATE